论文标题
部分可观测时空混沌系统的无模型预测
Fairness Implications of Encoding Protected Categorical Attributes
论文作者
论文摘要
储层计算是预测湍流的有力工具,其简单的架构具有处理大型系统的计算效率。然而,其实现通常需要完整的状态向量测量和系统非线性知识。我们使用非线性投影函数将系统测量扩展到高维空间,然后将其输入到储层中以获得预测。我们展示了这种储层计算网络在时空混沌系统上的应用,该系统模拟了湍流的若干特征。我们表明,使用径向基函数作为非线性投影器,即使只有部分观测并且不知道控制方程,也能稳健地捕捉复杂的系统非线性。最后,我们表明,当测量稀疏、不完整且带有噪声,甚至控制方程变得不准确时,我们的网络仍然可以产生相当准确的预测,从而为实际湍流系统的无模型预测铺平了道路。
Past research has demonstrated that the explicit use of protected attributes in machine learning can improve both performance and fairness. Many machine learning algorithms, however, cannot directly process categorical attributes, such as country of birth or ethnicity. Because protected attributes frequently are categorical, they must be encoded as features that can be input to a chosen machine learning algorithm, e.g.\ support vector machines, gradient boosting decision trees or linear models. Thereby, encoding methods influence how and what the machine learning algorithm will learn, affecting model performance and fairness. This work compares the accuracy and fairness implications of the two most well-known encoding methods: \emph{one-hot encoding} and \emph{target encoding}. We distinguish between two types of induced bias that may arise from these encoding methods and may lead to unfair models. The first type, \textit{irreducible bias}, is due to direct group category discrimination, and the second type, \textit{reducible bias}, is due to the large variance in statistically underrepresented groups. We investigate the interaction between categorical encodings and target encoding regularization methods that reduce unfairness. Furthermore, we consider the problem of intersectional unfairness that may arise when machine learning best practices improve performance measures by encoding several categorical attributes into a high-cardinality feature.