论文标题

建立用于数字接近跟踪应用的共同性能和有效性术语

Towards a common performance and effectiveness terminology for digital proximity tracing applications

论文作者

Benzler, Justus, Bogdanov, Dan, Kirchner, Göran, Lueks, Wouter, Lucas, Raquel, Oliveira, Rui, Preneel, Bart, Salathe, Marcel, Troncoso, Carmela, von Wyl, Viktor

论文摘要

SARS-COV-2缓解大流行的数字接近跟踪(DPT)是一项复杂的干预措施,其主要目标是将可能的风险暴露于感染者通知App用户。决策者和DPT操作员需要知道其系统是否在速度或收益率(绩效)方面按预期工作,以及DPT是否正在为大流行缓解做出有效贡献(还与已建立的缓解措施相比,尤其是手动接触式接触措施,尤其是超出既定的缓解措施)。因此,性能和有效性不应感到困惑。不仅存在概念上的差异,而且还存在各种数据要求。本文介绍了绩效和有效性措施之间的差异,以及试图开发用于DPT评估的术语和分类系统。我们讨论将其他数据测量结果集成到DPT应用程序中的关键方面 - 超出了履行其主要通知角色所需的内容 - 可能有助于理解计划和部署的DPT应用程序的性能和有效性。因此,术语和分类矩阵可以为DPT系统运营商提供一些指导,以优先考虑哪些测量值。 DPT开发人员和运营商还可以做出有意识的决定,以整合流行病监测的措施,但应意识到,这引入了DPT的次要目的,而DPT不是原始DPT设计的一部分。最终,将进一步的信息集成到DPT中,一方面涉及数据粒度和链接之间的权衡,另一方面是隐私。决策者应意识到这一权衡,并在计划和开发DPT通知和监视系统或打算评估DPT相对于现有的接触跟踪系统的附加值时考虑这一权衡。

Digital proximity tracing (DPT) for Sars-CoV-2 pandemic mitigation is a complex intervention with the primary goal to notify app users about possible risk exposures to infected persons. Policymakers and DPT operators need to know whether their system works as expected in terms of speed or yield (performance) and whether DPT is making an effective contribution to pandemic mitigation (also in comparison to and beyond established mitigation measures, particularly manual contact tracing). Thereby, performance and effectiveness are not to be confused. Not only are there conceptual differences but also diverse data requirements. This article describes differences between performance and effectiveness measures and attempts to develop a terminology and classification system for DPT evaluation. We discuss key aspects for critical assessments of whether the integration of additional data measurements into DPT apps - beyond what is required to fulfill its primary notification role - may facilitate an understanding of performance and effectiveness of planned and deployed DPT apps. Therefore, the terminology and a classification matrix may offer some guidance to DPT system operators regarding which measurements to prioritize. DPT developers and operators may also make conscious decisions to integrate measures for epidemic monitoring but should be aware that this introduces a secondary purpose to DPT that is not part of the original DPT design. Ultimately, the integration of further information for epidemic monitoring into DPT involves a trade-off between data granularity and linkage on the one hand, and privacy on the other. Decision-makers should be aware of the trade-off and take it into account when planning and developing DPT notification and monitoring systems or intending to assess the added value of DPT relative to existing contact tracing systems.

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